What would be an accurate statement regarding ethics and legality?
B. Fee-paying, discretionary and non-discretionary portfolios. C. Fee-paying, discretionary portfolios.
C. Yes, with respect to market manipulation.
firm for a period of one month. In reporting the performance for November, Haider omits the exited account and includes the new account. Which of the following is correct according to the CFA Institute Standards of Professional Conduct? A. Haider has not violated the Code and Standards he is acting in the best interest of his employer. B. Haider violated the Code and Standards because both the inclusion and omission of accounts violate the firm‟s policies. C. Haider did not violate the Code and Standards because performance analysts are free to determine when to include or omit an account.
Standard requiring plagiarism and acknowledgement of the author, publisher or source. However, Spencer was in violation of the Standard regarding priority of transactions because he called his portfolio manager to buy shares for himself before publishing the recommendation, therefore had put his interests before the client‟s interests. Spencer also failed to differentiate fact from opinion regarding the influx of immigrants in his report and therefore violated the standard regarding communication with clients.
with his job. However, under current circumstances he would not violate the Standard by not seeking permission from his employer about his tuition arrangement.
Green has violated Standard VI (C) Referral Fees by not informing her employer of the referral arrangements.
Which statement about ethics and laws is true quizlet?Which of the following statements about ethics and the law are true? laws can help define ethical and unethical behaviors ; something can be both unethical and ethical ; ethics are not the same as laws.
What is the rule in which ethical decisions are made in order to spread the greatest good for the greatest number of people?Utilitarianism is an ethical theory that determines right from wrong by focusing on outcomes. It is a form of consequentialism. Utilitarianism holds that the most ethical choice is the one that will produce the greatest good for the greatest number.
What is the rule for ethical decision making that distribute benefits and harm among people in a fair equitable and impartial manner?Distributive justice refers to the extent to which society's institutions ensure that benefits and burdens are distributed among society's members in ways that are fair and just.
Which stakeholders have a claim on and a stake in a company because of the productive resources they provide?Stockholders have a claim on a company because when they buy its stock or shares they become its owners.
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